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About you

Please complete the form below to request access to our investment opportunities.

The investments we offer carry a high level of risk and are only available to high-net-worth or sophisticated investors. Would you be comfortable losing the money you invest? Take 2 minutes to learn more about the risks.

Please select from the options below:*

Please select from the options below:(Required)

I am interested in accessing investment opportunities for myself, my dependents, or as an agent for a company or trust

I am an adviser and wish to receive investment opportunities for my clients.

Our products and services are designed for high-net-worth or sophisticated investors.

If you have a query, please complete the form below and we will respond to you as soon as possible.

Share your details

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Company name*(Required)

How did you hear about Rockpool?

Further detail

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Would you like to receive printed investment opportunities by post as well as via email?

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Address

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Investor eligibility

Please select your approximate net worth:

Please select your approximate net worth

Under £1 million

£1 million – £5 million

£5 million – £10 million

Above £10 million

In order to share our investment opportunities with you, we need to confirm your eligibility. This is a regulatory requirement and does not commit you to anything.

What type of investor are you?(Required)

Definitions below:

High Net Worth Investor: Annual income of £100,000 or more, or net assets of £250,000 or more excluding primary residence and pensions.

Self-certified Sophisticated Investor: In the last two years, has worked in private equity or SME finance, been a director of a company with annual turnover of £1 million or more, made two or more investments in an unlisted company, or been a member of a business angel network or syndicate for more than six months.

High Net Worth Investor

Self-Certified Sophisticated Investor

Investor eligibility

Are your clients high-net-worth or sophisticated investors?

Yes

No

Sorry.

Our opportunities are only suitable for high-net-worth or sophisticated investors.

High Net Worth Investor

Please confirm whether you qualify as a high-net-worth investor on the basis that A or B apply to you.

In the last financial year did you have:

A) an annual income of £100,000 or more? Income does NOT include any one-off pension withdrawals.

HNW – A) an annual income of £100,000 or more? Income does NOT include any one-off pension withdrawals.

Yes

No

Please specify your income (as defined above) to the nearest £10,000 in the last financial year

B) net assets of £250,000 or more? Net assets do NOT include: your home (primary residence), your pension (or any pension withdrawals) or any rights under qualifying contracts of insurance.

HNW – B) net assets of £250,000 or more? Net assets do NOT include: your home (primary residence), your pension (or any pension withdrawals) or any rights under qualifying contracts of insurance.

Yes

No

Please specify your net assets (as defined above) to the nearest £100,000 in the last financial year

I accept that being a high-net-worth investor will expose me to promotions for investment where there is a significant risk of losing all the money I invest. I am aware that it is open to me to seek professional advice before making any investment in a high-risk investment.

I accept that being a high-net-worth investor will expose me to promotions for investment where there is a significant risk of losing all the money I invest. I am aware that it is open to me to seek professional advice before making any investment in a high-risk investment.(Required)

I accept

Our products and services are designed for high-net-worth or sophisticated investors.

If you have a query, please complete the general enquiry form and we will respond to you as soon as possible.

Self-Certified Sophisticated Investor

Please confirm whether you qualify as a self-certified sophisticated investor on the basis that A, B, C or D apply to you.

In the last two years have you:

A) worked in private equity or in the provision of finance for small and medium enterprises?

SCSI – A) worked in private equity or in the provision of finance for small and medium enterprises?

Yes

No

What is/was the name of the business or organisation?

B) been the director of a company with an annual turnover of at least £1 million?

SCSI – B) been the director of a company with an annual turnover of at least £1 million?

Yes

No

What is/was the name of the company?

C) made two or more investments in an unlisted company?

SCSI – C) made two or more investments in an unlisted company?

Yes

No

How many investments in unlisted companies have you made in the last two years?

D) been a member of a network or syndicate of business angels for more than six months?

SCSI – D) been a member of a network or syndicate of business angels for more than six months?

Yes

No

What is the name of the network or syndicate?

Our products and services are designed for high-net-worth or sophisticated investors.

If you have a query, please complete the general enquiry form and we will respond to you as soon as possible.

I accept that being a self-certified sophisticated investor will expose me to promotions for investments where there is a significant risk of losing all the money I invest. I am aware that it is open to me to seek advice from someone who specialises in advising on investments in private companies.

I accept that being a self-certified sophisticated investor will expose me to promotions for investments where there is a significant risk of losing all the money I invest. I am aware that it is open to me to seek advice from someone who specialises in advising on investments in private companies.(Required)

I accept

Declaration

Please read the declaration below and submit when you’re ready. This does not commit you to invest or pay any money.

I confirm that:

• I qualify as a certified high net worth individual because, in the last financial year, I had an annual income of £100,000 or more and/or net assets of £250,000 or more (excluding my primary home, pension, and qualifying insurance contracts).
• I understand that this means I may receive promotions for high-risk investments and that I can seek professional advice before making any investment decision.
• I confirm that the information I have provided is accurate to the best of my knowledge.
• Rockpool will use my personal information to send me investment opportunities and related updates, and to meet its regulatory and legal obligations. My data will be handled in accordance with Rockpool’s Privacy Policy. Investment details will be shared with me on a strictly confidential basis.

I confirm that:

• I qualify as a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005 because, in the last two years, I have met at least one of the criteria confirmed above.
• I understand that this means I may receive promotions for high-risk investments and that I can seek professional advice before making any investment decision.
• I confirm that the information I have provided is accurate to the best of my knowledge.
• Rockpool will use my personal information to send me investment opportunities and related updates, and to meet its regulatory and legal obligations. My data will be handled in accordance with Rockpool’s Privacy Policy. Investment details will be shared with me on a strictly confidential basis.

I confirm that:

• I am requesting access to Rockpool’s investment opportunities in my capacity as a financial adviser, for the benefit of my clients. I will not personally invest in any opportunity promoted by Rockpool unless I have separately confirmed my own eligibility in writing.
• Investment details will be shared with me on a confidential basis and I will not disclose them to any person without prior written permission from Rockpool.
• Rockpool will use my personal information to send me investment opportunities and related updates, and to meet its regulatory and legal obligations. My data will be handled in accordance with Rockpool’s Privacy Policy.

How can we help?

About you

Our products and services are designed for high-net-worth or sophisticated investors.

Share your details

Set your mail preferences

Investor eligibility

Investor eligibility

Sorry.

High Net Worth Investor

Our products and services are designed for high-net-worth or sophisticated investors.

Self-Certified Sophisticated Investor

Our products and services are designed for high-net-worth or sophisticated investors.

Declaration

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